Tik Hong So
蘇迪航
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tik Hong So (蘇迪航), a licensed former licensee with CE reference ALN638. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-09-02 | 2013-09-07 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2010-09-02 | 2013-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2008-07-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2005-08-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2004-12-10 | 2005-08-15 |