John Michael Evans
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Michael Evans ( ), a licensed former licensee with CE reference ALL687. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2005-02-01 | 2014-03-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-01 | 2008-04-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2005-02-01 | 2014-03-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-02-01 | 2008-04-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-11-29 | 2005-02-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-29 | 2005-02-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-29 | 2005-02-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-29 | 2005-02-01 |