Daisy Dik Sze Kwok
郭迪思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisy Dik Sze Kwok (郭迪思), a licensed former licensee with CE reference ALJ957. This person has 13.2 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AVENUE CAPITAL LIMITED | RO | Type 1 - Dealing in securities | 2019-04-09 | 2023-08-31 |
| AVENUE CAPITAL LIMITED | RO | Type 4 - Advising on securities | 2019-04-09 | 2023-08-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-06 | 2013-08-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-06 | 2013-08-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-02 | 2010-11-16 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Daisy Dik Sze Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tony Tin Wing Wong | AVENUE CAPITAL LIMITED | 2019–2023 |