Yue (SFC:ALJ837) Zhao
趙悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:ALJ837) Zhao (趙悅), a licensed former licensee with CE reference ALJ837. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-07 | 2017-08-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-11-02 | 2006-04-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-02 | 2006-04-15 |