James Duncan McCaughey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Duncan McCaughey ( ), a licensed former licensee with CE reference ALI505. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-07 | 2012-05-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-05-04 | 2007-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-04 | 2007-02-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-18 | 2005-04-07 |