Owen Tomlin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Owen Tomlin ( ), a licensed former licensee with CE reference ALI374. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-15 | 2018-11-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-07-05 | 2018-07-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-09 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-16 | 2016-06-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-08-07 | 2015-01-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-12-14 | 2007-05-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-10-13 | 2007-05-28 |