Wei Vivian Tao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Vivian Tao, a licensed Representative with CE reference ALI020. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2019-03-25 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2019-03-25 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-02-18 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-17 | 2018-10-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-01 | 2011-05-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-03 | 2011-05-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-11 | 2005-02-03 |