Lai Sze (SFC:ALH837) Wan
溫麗斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Sze (SFC:ALH837) Wan (溫麗斯), a licensed former licensee with CE reference ALH837. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2009-08-10 | 2011-11-19 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2009-05-29 | 2011-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-29 | 2009-05-08 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-29 | 2009-05-08 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-30 | 2008-01-11 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-12 | 2006-02-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-19 | 2005-04-11 |