Yin Lu
陸垠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Lu (陸垠), a licensed former licensee with CE reference ALG463. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-29 | 2011-10-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-09-29 | 2011-10-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-29 | 2011-10-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-13 | 2010-08-28 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-04 | 2008-10-16 |