Bok Chuan Tan
陳木泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bok Chuan Tan (陳木泉), a licensed former licensee with CE reference ALF923. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-06-23 | 2007-11-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2006-06-23 | 2007-11-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-16 | 2006-06-06 |