Susan Hui Chai Chie
池慧才
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Hui Chai Chie (池慧才), a licensed former licensee with CE reference ALF782. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-09-06 | 2008-11-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-16 | 2006-08-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-16 | 2006-08-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-09-16 | 2006-08-04 |