Sheng-Han Wu
吳昇翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng-Han Wu (吳昇翰), a licensed former licensee with CE reference ALE885. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-30 | 2005-06-17 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2004-08-30 | 2005-06-17 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2004-08-30 | 2005-06-17 |