Yaoping Wang
王瑤平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaoping Wang (王瑤平), a licensed former licensee with CE reference ALE841. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2022-08-19 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-09 | 2022-08-19 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-09 | 2017-07-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-22 | 2016-11-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-29 | 2016-01-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-29 | 2015-04-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 - Advising on securities | 2012-07-27 | 2013-08-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-09 | 2012-07-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2004-09-06 | 2010-03-08 |