Thanh Hung Thai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thanh Hung Thai, a licensed Responsible Officer with CE reference ALB240. Currently licensed at 2 firm(s): WeShare Securities Limited, WeShare Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WeShare Securities Limited 新分享證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-12 | present |
| WeShare Securities Limited 新分享證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-12 | present |
| WeShare Asset Management Limited 新分享資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-07 | present |
| WeShare Asset Management Limited 新分享資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-07 | present |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-04 | 2008-07-01 |