George H Sun

孫鴻志
CE No. ALA854 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George H Sun (孫鴻志), a licensed former licensee with CE reference ALA854. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2012-06-15
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2007-08-27 2008-09-29
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 1 - Dealing in securities 2007-03-21 2007-07-30
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2004-08-02 2007-02-17

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