Yu (SFC:ALA699) Song
宋宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:ALA699) Song (宋宇), a licensed former licensee with CE reference ALA699. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-04-20 | 2026-04-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-08-02 | 2020-10-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2004-08-02 | 2020-10-17 |