Vivien Hsiao Lin Ip
葉曉霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Hsiao Lin Ip (葉曉霖), a licensed former licensee with CE reference AKY527. This person has 3.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-28 | 2011-10-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-08-28 | 2011-10-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-28 | 2011-10-25 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2005-09-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-16 | 2005-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivien Hsiao Lin Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.