Vivien Hsiao Lin Ip
葉曉霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Hsiao Lin Ip (葉曉霖), a licensed former licensee with CE reference AKY527. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-28 | 2011-10-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-08-28 | 2011-10-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-28 | 2011-10-25 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-16 | 2005-09-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-16 | 2005-09-01 |