Carlos Juan D'Oliveira Mendes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlos Juan D'Oliveira Mendes ( ), a licensed former licensee with CE reference AKY104. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-22 | 2012-10-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-21 | 2009-07-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2006-10-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-07-16 | 2006-10-17 |