Harvey Noel Twomey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harvey Noel Twomey ( ), a licensed former licensee with CE reference AKX345. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-06 | 2017-09-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-06 | 2015-02-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-03 | 2014-06-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-12-03 | 2014-06-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-06-23 | 2015-02-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-02 | 2013-12-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-02 | 2013-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-03-03 | 2008-02-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-03-03 | 2008-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-07-15 | 2008-02-01 |