Wai Shan (SFC:AKV217) Lai
黎慧珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shan (SFC:AKV217) Lai (黎慧珊), a licensed former licensee with CE reference AKV217. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-06 | 2022-05-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2022-05-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-16 | 2022-05-31 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-14 | 2011-03-07 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-05 | 2011-03-07 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-03 | 2007-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-12 | 2007-02-28 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2004-07-20 | 2005-04-01 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2004-07-20 | 2005-04-01 |