Jie Zuo
左杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Zuo (左杰), a licensed former licensee with CE reference AKP468. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2013-03-28 | 2016-05-17 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2013-03-28 | 2016-05-17 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2013-03-28 | 2016-05-17 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2008-07-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-23 | 2006-11-09 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-23 | 2006-11-09 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-23 | 2006-11-09 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2005-08-04 | 2005-08-12 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-07 | 2005-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-15 | 2005-03-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2005-03-14 |