Chi Wah Lam
林智華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wah Lam (林智華), a licensed former licensee with CE reference AKP097. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-07 | 2007-02-21 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2005-10-31 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-30 | 2005-03-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-24 | 2004-12-23 |