Liam Patrick Hill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liam Patrick Hill ( ), a licensed former licensee with CE reference AKI975. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-12 | 2012-11-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-12 | 2012-11-02 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-12 | 2011-08-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-12 | 2011-08-18 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-15 | 2008-12-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-19 | 2004-05-06 |