Douglas Ding-Kay Chow
周定基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Ding-Kay Chow (周定基), a licensed former licensee with CE reference AJL423. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-24 | 2020-05-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-24 | 2020-05-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2017-04-24 | 2020-05-28 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-05-18 | 2016-12-31 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2009-05-18 | 2013-12-19 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-05-18 | 2016-12-31 |