Juan Tseng Kuo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Tseng Kuo ( ), a licensed former licensee with CE reference AJL228. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-26 | 2009-10-20 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-26 | 2009-10-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-09 | 2004-09-11 |