Andrew James Reeves
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Reeves ( ), a licensed former licensee with CE reference AJK532. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-20 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-08-20 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-20 | 2016-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-13 | 2015-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-07-13 | 2015-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-13 | 2015-07-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-01-28 | 2015-01-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-01-28 | 2015-01-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-01-28 | 2015-01-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-15 | 2014-02-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2014-02-27 |