Raymond Lau
劉銚之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Lau (劉銚之), a licensed Representative with CE reference AJK499. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-31 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-31 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-31 | present |
| InnoFusion Capital Management Limited | Rep | Type 9 — Asset management | 2017-11-03 | 2018-10-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-30 | 2014-06-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-25 | 2014-06-20 |
| AIG Financial Products (International) Limited |
Rep | Type 1 — Dealing in securities | 2007-04-18 | 2008-01-21 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-18 | 2007-04-05 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-15 | 2005-11-01 |