Lingyun Ye
叶凌云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingyun Ye (叶凌云), a licensed former licensee with CE reference AJK453. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-11-16 | 2010-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-11-16 | 2005-04-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-13 | 2004-11-16 |