Lombard/Apic (HK) Limited
隆博亞洲投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lombard/Apic (HK) Limited (隆博亞洲投資有限公司), a Hong Kong-based licensed corporation with CE reference AEP878. Current licensed staff on file: 0 (total recorded over time: 6).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2009-11-19 |
| Type 9 — Asset management | present | 2009-11-19 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Daniel Kai Chao 趙乃凱 | RO 4, 9 | Pre-2003 | 2009-06 |
| William Francis Kerins | RO 4, 9 | 2004-03 | 2005-12 |
| Lai Chu Lee 李麗珠 | RO 4, 9 | 2005-04 | 2009-06 |
| Christopher Pak Nin Lai 黎百年 | Rep 4, 9 | 2005-12 | 2007-08 |
| Wen-Tzen Lim 林紋正 | Rep 4, 9 | 2005-01 | 2007-06 |
| Benjamin Hyung Yoon | Rep 4, 9 | 2005-02 | 2005-03 |
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