Ming (SFC:AJH024) Li
李銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:AJH024) Li (李銘), CE reference AJH024. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-25 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-02-25 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-14 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-01-14 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-14 | 2009-02-25 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-01-14 | 2009-02-25 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-22 | 2007-10-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-22 | 2007-10-08 |