Phillip Wilson Lord
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phillip Wilson Lord, a licensed former licensee with CE reference AJG087. This person has 8.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-10 | 2013-10-04 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-18 | 2012-09-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-17 | 2010-08-21 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-01-23 | 2010-04-12 |
| ICAP Equities Asia Limited | Rep | Type 4 - Advising on securities | 2009-01-23 | 2010-04-12 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-14 | 2008-10-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2003-11-14 | 2008-10-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-11-14 | 2008-10-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Phillip Wilson Lord during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.