Chi Shing (SFC:AJG004) Lam
林志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing (SFC:AJG004) Lam (林志成), CE reference AJG004. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-22 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 4 — Advising on securities | 2010-02-22 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-02-22 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 9 — Asset management | 2010-02-22 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-21 | 2010-02-22 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-21 | 2010-02-22 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-21 | 2010-02-22 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-12 | 2006-12-31 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-12 | 2006-12-31 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-09-12 | 2006-12-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-11 | 2004-02-09 |