Eleanor Shui To Ng
吳瑞濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eleanor Shui To Ng (吳瑞濤), a licensed former licensee with CE reference AJF482. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-20 | 2012-04-26 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-20 | 2012-04-26 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-15 | 2011-07-01 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-02-20 | 2009-02-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-26 | 2008-12-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-20 | 2007-10-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-11-20 | 2007-10-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-15 | 2006-10-13 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2003-12-09 | 2006-10-13 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-12-09 | 2006-10-13 |