Eleanor Shui To Ng
吳瑞濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eleanor Shui To Ng (吳瑞濤), a licensed former licensee with CE reference AJF482. This person has 6.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-20 | 2012-04-26 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-20 | 2012-04-26 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-15 | 2011-07-01 |
| MainFirst Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-02-20 | 2009-02-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-26 | 2008-12-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-20 | 2007-10-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-11-20 | 2007-10-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-15 | 2006-10-13 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2003-12-09 | 2006-10-13 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-12-09 | 2006-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eleanor Shui To Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.