Jammy Lui
呂錦傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jammy Lui (呂錦傑), a licensed former licensee with CE reference AJE971. This person has 11.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-09 | 2018-10-09 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-03-09 | 2018-10-09 |
| CVP Capital Limited | RO | Type 1 - Dealing in securities | 2015-07-21 | 2016-03-03 |
| CVP Capital Limited | Rep | Type 1 - Dealing in securities | 2015-06-25 | 2015-07-21 |
| CVP Capital Limited | Rep | Type 4 - Advising on securities | 2015-06-25 | 2016-03-03 |
| CVP Capital Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-25 | 2016-03-03 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-22 | 2015-01-02 |
| Kingston Futures Limited 金利豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-03-22 | 2015-01-02 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-09-05 | 2008-11-28 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-09-05 | 2008-11-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-04 | 2008-09-05 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-04 | 2008-09-05 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-07-15 | 2008-04-02 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-06 | 2008-04-02 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-06 | 2006-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jammy Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.