Man Yee Yim
嚴敏儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yee Yim (嚴敏儀), a licensed former licensee with CE reference AJE158. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-27 | 2010-04-27 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2009-10-27 | 2010-04-27 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2009-10-27 | 2010-04-27 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-31 | 2006-01-28 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-19 | 2004-05-18 |