Liming Huang
黃立明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liming Huang (黃立明), a licensed former licensee with CE reference AJE095. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cloudview Capital Investment Management Limited 鋆昊資本投資管理有限公司 |
RO | Type 9 — Asset management | 2014-11-18 | 2017-12-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | 2014-11-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-07 | 2014-11-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-07 | 2014-11-17 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-18 | 2014-11-17 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-18 | 2014-11-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2010-07-05 | 2011-02-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2010-07-05 | 2011-02-18 |
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-16 | 2010-06-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-09-01 | 2009-02-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-01 | 2007-11-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-10-20 | 2004-06-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-20 | 2004-06-20 |