Min (SFC:AJE091) Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:AJE091) Lu ( ), a licensed former licensee with CE reference AJE091. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldstream Securities Limited 金涌証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-06 | 2025-12-18 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-01 | 2025-12-18 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-01 | 2025-12-18 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-25 | 2017-03-01 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
RO | Type 9 — Asset management | 2014-04-25 | 2017-03-01 |
| About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-24 | 2014-02-24 |
| Bond Trust Limited 中盛証券 |
RO | Type 1 — Dealing in securities | 2010-08-18 | 2013-09-09 |
| Bond Trust Limited 中盛証券 |
RO | Type 4 — Advising on securities | 2010-08-18 | 2013-09-09 |
| Bond Trust Limited 中盛証券 |
RO | Type 9 — Asset management | 2010-08-18 | 2013-09-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-15 | 2006-03-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-15 | 2006-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-09-28 | 2005-06-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-09-28 | 2005-06-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-18 | 2004-08-26 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-09-18 | 2004-08-26 |