Li (SFC:AJE067) Liang
梁麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:AJE067) Liang (梁麗), a licensed former licensee with CE reference AJE067. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-29 | 2017-09-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-29 | 2017-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-07-24 | 2012-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2006-07-24 | 2012-09-19 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |