Li Liang
梁麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Liang (梁麗), a licensed former licensee with CE reference AJE067. This person has 9.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-29 | 2017-09-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-29 | 2017-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-24 | 2012-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2006-07-24 | 2012-09-19 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Liang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dong Liu | Safe Investment Company Limited | 2003–2004 |
| Chun Man Lee | Safe Investment Company Limited | 2003–2004 |
| Shing Sum Man | Safe Investment Company Limited | 2003–2004 |
| Wai Kim Ng | Safe Investment Company Limited | 2003–2004 |
| Yu Hong Zhong | Safe Investment Company Limited | 2003–2004 |