Kin San Tam
譚建新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin San Tam (譚建新), CE reference AJD858. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-26 | present |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-15 | 2006-07-13 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-28 | 2006-07-13 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-18 | 2004-06-16 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-02-18 | 2004-06-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-04 | 2004-01-08 |