Jennifer Yin Wai Ma
馬賢慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Yin Wai Ma (馬賢慧), a licensed former licensee with CE reference AJD642. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-12-01 | 2009-06-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-01 | 2009-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2005-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2005-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-10-10 | 2005-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-10-10 | 2005-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2003-10-10 | 2005-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2003-10-10 | 2005-09-23 |