Polly Pui Ling Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Pui Ling Leung, a licensed former licensee with CE reference AJB855. This person has 14.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-05 | 2018-07-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-09 | 2018-07-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-10-09 | 2015-11-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-02 | 2014-10-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-28 | 2014-10-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-20 | 2012-06-28 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-20 | 2014-10-02 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-07 | 2012-02-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-07 | 2010-04-01 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2009-03-18 | 2009-09-06 |
| MainFirst Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-03-02 | 2009-09-06 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-17 | 2009-01-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Polly Pui Ling Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.