Polly Pui Ling Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Pui Ling Leung ( ), a licensed former licensee with CE reference AJB855. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-05 | 2018-07-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-09 | 2018-07-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-10-09 | 2015-11-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-02 | 2014-10-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-28 | 2014-10-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2012-06-28 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-20 | 2014-10-02 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-07 | 2012-02-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-07 | 2010-04-01 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-03-18 | 2009-09-06 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2009-09-06 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-17 | 2009-01-23 |