Wai Yin (SFC:AIY403) Lau
劉慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin (SFC:AIY403) Lau (劉慧賢), a licensed former licensee with CE reference AIY403. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2012-02-29 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2010-10-15 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-20 | 2012-02-29 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-24 | 2006-02-13 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-18 | 2004-12-22 |