Tat Yuen Lee
李達源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Yuen Lee (李達源), a licensed former licensee with CE reference AIV808. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-07 | 2007-06-23 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-31 | 2006-01-04 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-30 | 2003-10-03 |