Arthur Lui Chu
朱雷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Lui Chu (朱雷), a licensed former licensee with CE reference AIU660. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2013-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-24 | 2009-06-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-24 | 2009-06-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-24 | 2009-06-01 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2003-05-21 | 2003-07-03 |