Brook Bishop Teeter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brook Bishop Teeter ( ), a licensed former licensee with CE reference AIS603. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-14 | 2013-03-25 |
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-14 | 2013-03-25 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-11 | 2011-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-11 | 2011-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-11 | 2011-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-13 | 2011-07-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-12-13 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-12-13 | 2008-11-24 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-13 | 2004-02-03 |