Dong (SFC:AIR588) Wang
王棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:AIR588) Wang (王棟), a licensed former licensee with CE reference AIR588. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-09 | 2021-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-09 | 2021-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-09 | 2021-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-09 | 2021-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2005-10-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-05-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2005-10-24 |