Pui Yin Leung
梁佩妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yin Leung (梁佩妍), a licensed Representative with CE reference AIO017. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-11 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-29 | 2011-04-05 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-29 | 2011-04-05 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-05 | 2010-02-08 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-09-04 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-17 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-17 |