Andrew Cooper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Cooper ( ), a licensed former licensee with CE reference AIL379. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-08 | 2011-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-08 | 2011-08-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-04-08 | 2011-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-08 | 2011-08-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-08 | 2011-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-08 | 2011-08-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | present | 2005-03-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | present | 2005-03-04 |