Kai (SFC:AIC597) Chen
陳愷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai (SFC:AIC597) Chen (陳愷), a licensed former licensee with CE reference AIC597. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Vision Capital Limited 遠見資本有限公司 |
RO | Type 4 - Advising on securities | 2016-12-12 | 2017-12-12 |
| Global Vision Capital Limited 遠見資本有限公司 |
RO | Type 9 - Asset management | 2016-12-12 | 2017-12-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-21 | 2016-11-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2016-11-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-15 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-21 | 2016-11-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-21 | 2013-08-31 |